Skip to content
    1. Overview
    2. Alternative Managers
    3. Consultants
    4. Corporations
    5. Family Offices
    6. Financial Advisors
    7. Financial Institutions
    8. Individuals & Families
    9. Insurance Companies
    10. Investment Managers
    11. Nonprofits
    12. Pension Funds
    13. Sovereign Entities
  1. Contact Us
  2. Search
  3. Client Login

SWAPS-RELATED DISCLOSURES

The Northern Trust Company ("Northern Trust"), as a registered swap dealer regulated by the U.S. Commodity Futures Trading Commission, is required to provide disclosures to certain of our counterparties and prospective counterparties entering into certain types of over-the-counter swap transactions. Provided below are documents that describe certain material characteristics of swaps that we may enter into with you, including the material risks of such swaps and the material incentives and conflicts of interest that we may have with respect to such swaps. Also provided are documents that contain certain material economic terms of swaps that we may enter into with you.

The disclosures on this website are broad in order to cover a wide range of terms, conditions, and product types. Some disclosures may not necessarily apply to the type of transaction which you are entering or considering. Please review the General Disclosure Statement as well as all other relevant disclosures prior to entering into any swap with Northern Trust.

These documents are not intended to be or to contain legal advice. Nothing in the material or disclosures made available to you on this website shall amend or supersede the express terms of any written or oral agreement or the express terms of any transaction between you and Northern Trust, or any related governing documentation.

In accordance with CFTC § 23.201(b)(3) you may direct any complaint concerning a partner, member, officer, employee, or agent of Northern Trust to the physical address, email address or telephone number below:

Swaps Compliance Manager
50 S. LaSalle St.
Chicago, IL 60603
Telephone: (312) 557-9053
Email: swapdealerinfo@ntrs.com

Please check this website from time to time, as the disclosure statements provided herein may change without prior notice to you.

ISDA Disclosures Website
ISDA General Disclosure Statement for Transactions

Foreign Exchange Disclosures:

Interest Rate Swaps Disclosures:

___________________________________________________________________________________________

ISDA documents may not be reproduced or distributed without ISDA’s written permission. Content provided by ISDA is provided on an "as is" "as available" basis and ISDA expressly disclaims all warranties, including the warranties of merchantability, fitness for a particular purpose and non-infringement. ISDA, its officers, directors, employees, subcontractors, agents, successors or assigns (collectively "Covered Parties") shall not be liable for any loss, injury, claim, liability or damage of any kind whatsoever resulting from, arising out of or in any way related to: (a) any errors in or omissions from the ISDA documents; (b) your use of the ISDA documents; (c) your use of any equipment or software in connection with the ISDA documents; or (d) any delay or failure in performance. The aggregate liability of the Covered Parties to you in connection with any other claim arising out of or relating to the ISDA documents shall not exceed $500.00, which right shall be in lieu of all other remedies that you may have against ISDA. In no event shall the Covered Parties be liable for any special, indirect, incidental or consequential damages of any kind whatsoever (including, without limitation, attorneys' fees), lost profits or lost savings in any way due to, resulting from or arising in connection with the ISDA documents contained therein, regardless of any negligence of the Covered Parties.