Regulatory Developments | Northern Trust Regulatory Developments | Northern Trust
Skip to content

Regulatory Developments

Discover the latest regulatory development insights from our team of experts.

Subscribe to Asset Servicing & Fintech Insights

Discover more information in our monthly publication, the AXIS newsletter, including industry trends, product innovation, Fintech and more from our team of experts.

Transition from LIBOR

Changes affecting industrywide use of common interest rate benchmarks are on the horizon. Here’s what you need to know about the upcoming changes – and how Northern Trust is preparing.

The custody market has and continues to go through major changes with consolidation taking hold across the entire ecosystem – superannuation funds, asset managers, and service providers. From grappling with regulatory overhauls and mastering complex data integration to enhancing customer experiences and leading the charge on sustainability, how are large custodians coping?

Would T+0 be possible today, and if so, how?

In October 2023, the Securities and Exchange Commission (“SEC”) adopted two rules governing shareholder disclosure requirements for the United States.

Read Quarterly Report: Party On?

The stock and U.S. jobs markets surged in the second quarter despite higher interest rates, but the Federal Reserve may dampen the party eventually.

Read our summary of impacts arising from the European Union's Shareholder Rights Directive II, which is focused on improving the position of shareholders and supporting decision-making to increase the long-term stability of companies.

Our regulatory newsletter highlights both the stability measures regulators are using in response to the pandemic with some countries entering a second or third wave and how they are continuing to deliver on their longer term plans.

It remains to be seen what new regulations fund managers will face under a new administration and SEC leadership, but they still face an important set of new rules to start complying with in 2021.

Wir betrachten das Betriebsmodell als eine Art Fahrplan zur Schaffung von Mehrwert für Asset Manager, sagt Wim van Ooijen, Country Head von Northern Trust Schweiz. Er verweist dabei auf ein Whitepaper, das aufgezeigt, wie Firmen ihre operative Effizienz steigern und weiteres Wachstum erzielen.

More Insights & Research

The proactive, holistic guidance we provide clients is supported by the deep expertise of our thought leaders. Access up-to-date global analysis and market insights from our experts.