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- Who We Serve
- What We Do
- About Us
- Insights & Research
Regulatory Services
Helping you stay ahead of regulatory change
Northern Trust delivers the expertise and support you need to help you remain in compliance with regulatory change. As regulations expand and compliance challenges grow, we’re here to help you stay compliant and focused on your business.
Regulatory Expertise
Regulatory support is a dedicated function at Northern Trust, not an additional responsibility. Our team focuses exclusively on regulatory matters, providing insight, guidance and services to help clients with their compliance needs.
Perspectives Across Regulations and Jurisdictions
Our Regulatory Services team covers a range of institutional compliance matters and jurisdictions. We take a holistic approach to managing your specific regulatory obligations, rather than placing experts in silos by sector or jurisdiction.
Comprehensive Regulatory Services
In addition to data, reporting and filing services, we focus on delivering the information you need to stay on top of regulatory change. Through workshops, seminars, newsletters and commentary, we provide you with insights on both the challenges and opportunities in current and upcoming regulation.
Trends in Asset Servicing
In October 2023, the Securities and Exchange Commission (“SEC”) adopted two rules governing shareholder disclosure requirements for the United States.